INTERNAL CONTROLS
Controls That Work in Practice, Not Just on Paper.
Internal control design, documentation, and testing that hold up to an auditor and to daily operations.
THE REALITY
Close the Gap Between Policy and Practice.
Internal controls are supposed to prevent errors, catch fraud, and give leadership confidence that the numbers and processes they rely on are accurate. In practice, many organizations have controls that exist only in a policy document, not in how the work actually gets done.
Rosen Burke Consulting designs and tests internal controls that match your real processes: clear ownership, proper segregation of duties, and evidence that a control operated the way it was supposed to. We build controls your team can sustain, and document them the way an auditor expects to see them.
Designed. Documented. Tested.
Controls that operate in daily work and produce evidence an auditor can follow.
WHAT WE DELIVER
Controls, Evidence, and Audit Readiness.
01
Control framework design
Internal control structures built on the COSO framework, tailored to your organization's size and processes.
02
Process and control documentation
Control narratives, flowcharts, and risk-and-control matrices that map risks to the specific controls that address them.
03
Segregation of duties review
Identification of conflicting responsibilities and practical fixes that do not require adding headcount you do not have.
04
Control testing
Walkthroughs and testing of design and operating effectiveness, with clearly documented results.
05
Deficiency remediation support
Prioritized remediation plans for control gaps, with realistic timelines and ownership.
06
Audit readiness support
Preparation of control documentation and evidence packages ahead of an internal or external audit.
07
Internal audit co-sourcing
Additional capacity or specialized expertise for organizations that need to supplement an existing internal audit function.
OUR PROCESS
How We Work
01
Map the process
We document how a process actually works today, not how the policy says it should work.
02
Identify risk and controls
We map the risks in that process to the controls that mitigate them, and flag any gaps.
03
Test
We walk through and test each control's design and operation, and document the results.
04
Remediate and sustain
We help you close identified gaps and build a monitoring approach that keeps controls operating going forward.
WHO WE SERVE
For Teams Facing Their Next Audit or Growth Stage.
Companies preparing for their first SOC 2 or financial audit, organizations bringing structure to a fast-growing finance or operations function, and internal audit teams that need outside capacity or specialized expertise.
WHY ROSEN BURKE CONSULTING
Designed for the Way Your Organization Operates.
- Practical control design informed by real audit and assessment experience, not a purely theoretical framework.
- Documentation built in the format auditors and assessors expect to see.
- Segregation of duties solutions sized to real organizations, not textbook ideals.
- SBA-verified SDVOSB with experience across enterprise and government-adjacent environments.
COMMON QUESTIONS
Frequently Asked Questions
Would Your Controls Hold Up to Testing?
Request a free consultation and we will help you find out.
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